Responsibilities for Offerings of Securities
-Federal law requires certain material information be disclosed related to the offering of securities.
-Address the responsibilities of each of the parties listed below for ensuring quality, fairness and accuracy for securities offerings.
MBA05-W5-A2
Responsibilities for Offerings of Securities
-Federal law requires certain material information be disclosed related to the offering of securities.
-Address the responsibilities of each of the parties listed below for ensuring quality, fairness and accuracy for securities offerings.
-Which party or parties bears the most responsibility?
Managers and directors of the issuing company
Investment bankers
Securities lawyers
-Even though the SEC provides regulatory oversight regarding securities, should the parties engage an independent company to oversee the offering of securities?Â
-If so, at whose expense? If not, why?
Submit the answers in a 2- page Microsoft Word document. **APA formatting, Provide References with citations quoted work, Introduction & Conclusion, please**
Cite any sources you use in the APA format.
**Provide incredible outside research such as 2-SCHOLARLY sources to support your findings. **
MBA05-W5-A2
Responsibilities for Offerings of Securities
-Federal law requires certain material information be disclosed related to the offering of securities.
-Address the responsibilities of each of the parties listed below for ensuring quality, fairness and accuracy for securities offerings.
-Which party or parties bears the most responsibility?
Managers and directors of the issuing company
Investment bankers
Securities lawyers
-Even though the SEC provides regulatory oversight regarding securities, should the parties engage an independent company to oversee the offering of securities?Â
-If so, at whose expense? If not, why?
Submit the answers in a 2- page Microsoft Word document. **APA formatting, Provide References with citations quoted work, Introduction & Conclusion, please**
Cite any sources you use in the APA format.
**Provide incredible outside research such as 2-SCHOLARLY sources to support your findings. **